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Their Record
← Carolyn McCarthy

Carolyn McCarthy on Financial Regulation

DemocratNY

Financial Regulation101 votes · 63.4/100 consistent
RegulateDeregulate

314 roll calls on this member’s record are tagged Financial Regulation. 101 of them counted toward the score above: 59 toward “Regulate” and 42 toward “Deregulate”.

The other 213 did not count: 194 were roll calls whose direction on this issue could not be read confidently — mostly procedural motions — and 19 were ones they did not cast a yea or nay on. They are listed below anyway, marked as not scored, because a filtered list of votes is not a voting record.

DateWhat was voted onVotedCounted as
1998-06-10H.R.3150 BY GEKAS (R-PA) -- BANKRUPTCY REFORM ACT OF 1998 (HOUSE REJECTED THE NADLER AMENDMENT THAT SOUGHT TO MODIFY THE SMALL BUSINESS SUBTITLE; RESTORE THE RIGHT TO COUNT DEBT AS DISPOSABLE INCOME; STRIKE PAPERWORK AND BUREAUCRATIC BURDENS AND RIGID DEADLINES WHICH ARE NOT OTHERWISE IMPOSED ON LARGER BUSINESSES; AND STRIKE PROVISIONS WHICH ALLOW A CREDITOR TO VIOLATE THE AUTOMATIC STAY; PROHIBIT A SMALL BUSINESS FROM FILING A NEW PETITION FOR TWO YEARS AFTER A CASE WAS DISMISSED; AND REQUIRE A SUCCESSOR ENTITY TO BRING FORWARD A PLAN CAPABLE OF CONFIRMATION IN ORDER TO FILE THE CASE. .)H.R. 3150 · 105th Congress · On Agreeing to the AmendmentYeaRegulate
1998-05-13Financial Services Competition Act — (HOUSE PASSED H.R. 10, TO ENHANCE COMPETITION IN THE FINANCIAL SERVICES INDUSTRY BY PROVIDING A PRUDENTIAL FRAMEWORK FOR THE AFFILIATION OF BANKS, SECURITIES FIRMS, AND OTHER FINANCIAL SERVICE PROVIDERS. .)H.R. 10 · 105th Congress · On PassageYeaDeregulate
1998-05-13(HOUSE AGREED TO THE METCALF AMENDMENT THAT ALLOWS THE RETENTION OF "FEDERAL" IN THE NAME OF A DEPOSITORY INSTITUTION THAT IS CONVERTED FROM A FEDERAL SAVINGS ASSOCIATION TO A NATIONAL BANK OR A STATE BANK. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentYeaDirection not readable
1998-05-13(HOUSE AGREED TO THE ROUKEMA AMENDMENT THAT REQUIRES A STUDY BY THE FDIC ON THE BANK INSURANCE FUND AND THE SAVINGS ASSOCIATION INSURANCE FUND WITH RESPECT TO SIZE, RISK, CONCENTRATION LEVELS OF FUNDS BY NUMBER AND GEOGRAPHIC AREA, AND ISSUES AND FINDINGS RELATED TO THE PLANNED MERGER OF THE FUNDS. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentYeaDirection not readable
1998-05-13(HOUSE AGREED TO KINGSTON AMENDMENT THAT REQUIRES A GAO STUDY OF THE ECONOMIC IMPACT THAT ENACTMENT WILL HAVE ON FINANCIAL INSTITUTIONS WITH TOTAL ASSETS OF $100 MILLION OR LESS. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentYeaDirection not readable
1998-05-13(HOUSE AGREED TO THE ROUKEMA AMENDMENT, AS AMENDED, THAT ELIMINATES THE 5 PERCENT COMMERCIAL BASKET FOR FINANCIAL HOLDING COMPANIES AND ALLOWS A 15 PERCENT MARKET BASKET TO SUNSET AFTER 10 YEARS FOR CERTAIN GRANDFATHERED FINANCIAL HOLDING COMPANIES. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentNayDeregulate
1998-05-13(HOUSE AGREED TO THE LEACH SUBSTITUTE AMENDMENT TO THE ROUKEMA AMENDMENT THAT ELIMINATES THE 5 PERCENT COMMERCIAL BASKET FOR FINANCIAL HOLDING COMPANIES AND ALLOWS A 15 PERCENT MARKET BASKET TO SUNSET AFTER 10 YEARS FOR CERTAIN GRANFATHERED FINANCIAL HOLDING COMPANIES. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentNayDeregulate
1998-05-13(HOUSE REJECTED THE BAKER AMENDMENT THAT SOUGHT TO ELIMINATE COMMUNITY REINVESTMENT ACT REQUIREMENTS FOR FDIC INSURED DEPOSITARY INSTITUTIONS WITH TOTAL ASSETS OF LESS THAN $100 MILLION; ESTABLISHES A THREE YEAR SUNSET ON THE REQUIREMENT THAT A BANK ACQUIRE AN INSURANCE AGENCY THAT IS AT LEAST TWO YEARS OLD AND PROVIDES THAT STATE INSURANCE COMMISSIONERS CAN EXEMPT A BANK FROM THIS REQUIREMENT; REQUIRES A STUDY BY THE COMPTROLLER OF THE CURRENCY IN CONJUNCTION WITH THE NATIONAL ASSOCIATION OF INSURANCE COMMISSIONERS ON THE EFFECTIVENESS OF SECTION 104(B)(2)(A) RELATING TO THE USE OF THE ILLINOIS LAW IN ESTABLISHING A SAFE HARBOR FOR THE REGULATION OF INSURANCE SALES AND SOLICITATION ACTIVITY; PROHIBITS THE ACQUISITION OF A UNITARY THRIFT BY AN UNREGULATED NONFINANCIAL COMPANY; AND AUTHORIZES SUBSIDIARIES OF NATIONAL BANKS TO ENGAGE IN CERTAIN FINANCIAL ACTIVITIES. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentNayRegulate
1998-05-13(HOUSE REJECTED THE LAFALCE AMENDMENT THAT SOUGHT TO AUTHORIZE THE SUBSIDIARIES OF BANKS TO ENGAGE IN ALL FINANCIAL ACTIVITIES, EXCEPT FOR INSURANCE UNDERWRITING AND REAL ESTATE DEVELOPMENT, THROUGH AN OPERATING SUBSIDIARY STRUCTURE; ENSURES THAT CONSUMER PROTECTION REGULATIONS ACCEDE TO THE STRONGER OF STATE OR FEDERAL CONSUMER PROTECTION LAWS; REQUIRES AN ANNUAL GAO REPORT ON MARKET CONCENTRATION AND ITS IMPACT ON CONSUMER AND INTERIM REPORTS FROM THE FTC ON ITS ONGOING STUDY ON CONSUMER PRIVACY ISSUES. .)H.R. 10 · 105th Congress · On Agreeing to the AmendmentNayDeregulate
1998-05-13H.R.10 BY LEACH (R-IA) -- FINANCIAL SERVICES COMPETITIVENESS ACT OF 1997 (HOUSE AGREED TO THE BLILEY AMENDMENT THAT REQUIRES EACH FINANCIAL REGULATORY AUTHORITY TO REVIEW CONSUMER FEE DISCLOSURES FOR ACCURACY, SIMPLICITY, AND COMPLETENESS; PROVIDES THE SEC WITH BACKUP AUTHORITY TO INSPECT ANY WHOLESALE FINANCIAL HOLDING COMPANY; PRESERVES THE AUTHORITY OF THE COMMODITY FUTURES TRADING COMMISSION; ALLOWS FEDERAL REGULATORS TO JOINTLY PREEMPT STATE LAW THAT AFFORD LESS CONSUMER PROTECTION THAN FEDERAL REGULATIONS; CLARIFIES LANGUAGE TO PREEMPT STATE LAWS WHICH PREVENT OR SIGNIFICANTLY INTERFERE WITH NATIONAL BANK ACTIVITIES OR AFFILIATIONS TO MAKE IT MORE CONSISTENT WITH CURRENT LAW AND THE BARNETT BANK OF MARION COUNTY SUPREME COURT CASE; PRESERVES CURRENT LEGAL STANDARDS GOVERNING BANK INSURANCE SALES; PROVIDES FOR INTERAGENCY CONSULTATION TO ENCOURAGE COORDINATION AND SHARING OF CONFIDENTIAL INFORMATION TO IMPROVE THE SUPERVISION OF FINANCIAL HOLDING COMPANIES AND AFFILIATED INSTITUTIONS; PERMITS BANKS TO CHARGE UNLIMITED FEES FOR SERVICES IN THEIR TRUST DEPARTMENT INCLUDING STOCK PURCHASE PLANS AS LONG AS THERE ARE NO BROKERAGE COMMISSIONS; PRESERVES THE AUTHORITY OF THE FTC AND ATTORNEY GENERAL IN ANTITRUST REGULATION; CLARIFIES THE JURISDICTION OF THE FTC AND PRESERVES THE AUTHORITY OF FEDERAL BANKING AGENCIES; CLARIFIES THAT CERTAIN ACQUISITIONS OF INSURANCE COMPANIES AND SECURITIES FIRMS ARE SUBJECT TO THE HART-SCOTT-RODINO ANTITRUST REVIEW; REQUIRES AN ANNUAL GAO REPORT ON MARKET CONCENTRATION IN THE FINANCIAL SERVICES INDUSTRY AND ITS IMPACT ON CONSUMERS; CLARIFIES THE TYPE OF DERIVATIVE INSTRUMENTS THAT CAN BE SOLD BY BANKS; SPECIFIES THAT A QUALIFIED INVESTOR INCLUDES THE GOVERNMENT OF ANY FOREIGN COUNTRY; REQUIRES A STUDY BY THE SECRETARY OF THE TREASURY, FEDERAL BANKING AGENCIES, AND THE SEC ON THE EXTENT THAT SERVICES ARE BEING PROVIDED AS INTENDED BY THE COMMUNITY REINVESTMENT ACT; AND REQUIRES AN INTERIM REPORT FROM THE FTC ON ITS ONGOING STUDY ON PRIVACY ISSUES.)H.R. 10 · 105th Congress · On Agreeing to the AmendmentYeaRegulate
1998-04-01Credit Union Membership Access Act — H.R.1151 BY LATOURETTE (R-OH) -- CREDIT UNION MEMBERSHIP ACCESS ACT (HOUSE AGREED TO SUSPEND THE RULES AND PASS H.R. 1151, TO AMEND THE FEDERAL CREDIT UNION ACT TO CLARIFY EXISTING LAW AND RATIFY THE LONGSTANDING POLICY OF THE NATIONAL CREDIT UNION ADMINISTRATION BOARD WITH REGARD TO FIELD OF MEMBERSHIP OF FEDERAL CREDIT UNIONS. .)H.R. 1151 · 105th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
1997-10-01SEC Authorization — H.R.1262 BY OXLEY (R-OH) -- SECURITIES AND EXCHANGE COMMISSION AUTHORIZATION ACT OF 1997 (HOUSE FAILED TO SUSPEND THE RULES AND PASS H.R. 1262, TO AUTHORIZE APPROPRIATIONS FOR THE SECURITIES AND EXCHANGE COMMISSION FOR FISCAL YEARS 1998 AND 1999. .)H.R. 1262 · 105th Congress · On motion to suspend the rules and passNayDeregulate
1997-09-23Abolish RTC Oversight Board — H.R.2343 BY LEACH (R-IA) -- THRIFT DEPOSITOR PROTECTION OVERSIGHT BOARD ABOLISHMENT ACT (HOUSE PASSED H.R. 2343, TO ABOLISH THE THRIFT DEPOSITOR PROTECTION OVERSIGHT BOARD, AND FOR OTHER PURPOSES.)H.R. 2343 · 105th Congress · On PassageYeaDeregulate
1997-04-16Homeowner’s Insurance Protection Act — (HOUSE VOTED TO SUSPEND THE RULES AND PASS H.R. 607, AMENDED, TO AMEND THE TRUTH IN LENDING ACT TO REQUIRE NOTICE OF CANCELLATION RIGHTS WITH RESPECT TO PRIVATE MORTGAGE INSURANCE WHICH IS REQUIRED BY A CREDITOR AS A CONDITION FOR ENTERING INTO A RESIDENTIAL MORTGAGE TRANSACTION. .)H.R. 607 · 105th Congress · Suspend the rules and pass, as amendedYeaRegulate

Sorted newest first. “Counted as” is which end of the Regulate / Deregulate axis the vote moved this member toward, using the direction recorded for this issue on that roll call. Open any row to see the full measure, the tally, and the reason that direction was assigned.