Richard M. Nolan on Financial Regulation

DemocratMN

Financial Regulation151 votes · 68.9/100 consistent

RegulateDeregulate

275 roll calls on this member’s record are tagged Financial Regulation. 151 of them counted toward the score above: 92 toward “Regulate” and 59 toward “Deregulate”.

The other 124 did not count: 111 were roll calls whose direction on this issue could not be read confidently — mostly procedural motions — and 13 were ones they did not cast a yea or nay on. They are listed below anyway, marked as not scored, because a filtered list of votes is not a voting record.

Date	What was voted on	Voted	Counted as
2016-04-27	Helping Angels Lead Our Startups (HALOS) ActH.R. 4498 · 114th Congress · On Passage	Yea	Deregulate
2016-04-27	HALOS ActH.R. 4498 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2016-04-26	Investor Clarity and Bank Parity ActH.R. 4096 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2016-04-14	To raise the consolidated assets threshold under the small bank holding company policy statement, and for other purposesH.R. 3791 · 114th Congress · On Passage	Nay	Regulate
2016-04-14	To raise the consolidated assets threshold under the small bank holding company policy statement, and for other purposesH.R. 3791 · 114th Congress · Table Appeal of the Ruling of the Chair	Nay	Direction not readable
2016-04-14	To raise the consolidated assets threshold under the small bank holding company policy statement, and for other purposes.H.R. 3791 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2016-04-14	Financial Stability Oversight Council Reform ActH.R. 3340 · 114th Congress · On Passage	Nay	Regulate
2016-04-14	Financial Stability Oversight Council Reform ActH.R. 3340 · 114th Congress · Table Appeal of the Ruling of the Chair	Nay	Direction not readable
2016-02-04	Financial Institution Customer Protection Act of 2015H.R. 766 · 114th Congress · On Passage	Nay	Regulate
2016-02-04	Financial Institution Customer Protection Act of 2015H.R. 766 · 114th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2016-02-03	Encouraging Employee Ownership Act of 2015H.R. 1675 · 114th Congress · On Passage	Nay	Regulate
2016-02-03	Encouraging Employee Ownership Act of 2015H.R. 1675 · 114th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2016-02-03	Capital Markets Improvement Act of 2016H.R. 1675 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2016-02-03	Capital Markets Improvement Act of 2016H.R. 1675 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2016-02-03	Capital Markets Improvement Act of 2016H.R. 1675 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2016-02-01	Fair Investment Opportunities for Professional Experts ActH.R. 2187 · 114th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2015-12-16	National Guard and Reservist Debt Relief Extension Act of 2015H.R. 4246 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Direction not readable
2015-11-19	Fed Oversight Reform and Modernization (FORM) Act of 2015H.R. 3189 · 114th Congress · On Passage	Nay	Regulate
2015-11-19	Fed Oversight Reform and Modernization (FORM) Act of 2015H.R. 3189 · 114th Congress · On Motion to Recommit with Instructions	Yea	Regulate
2015-11-18	Reforming CFPB Indirect Auto Financing Guidance ActH.R. 1737 · 114th Congress · On Passage	Yea	Deregulate
2015-11-18	Portfolio Lending and Mortgage Access ActH.R. 1210 · 114th Congress · On Passage	Nay	Regulate
2015-11-18	Portfolio Lending and Mortgage Access ActH.R. 1210 · 114th Congress · On Motion to Recommit with Instructions	Yea	Regulate
2015-10-27	To amend the Securities Exchange Act of 1934 to provide protections for retail customers, and for other purposes.H.R. 1090 · 114th Congress · On Passage	Nay	Deregulate
2015-10-27	Retail Investor Protection ActH.R. 1090 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2015-10-07	Homebuyers Assistance ActH.R. 3192 · 114th Congress · On Passage	Yea	Deregulate
2015-10-07	Homebuyers Assistance ActH.R. 3192 · 114th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2015-10-06	Reforming Access for Investments in Startup Enterprises Act or the RAISE ActH.R. 1839 · 114th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2015-10-06	Small Bank Exam Cycle Reform ActH.R. 1553 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2015-07-15	Breast Cancer Awareness Commemorative Coin ActH.R. 2722 · 114th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Direction not readable
2015-07-14	Small Company Simple Registration ActH.R. 1723 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2015-06-09	Commodity End-User Relief ActH.R. 2289 · 114th Congress · On Passage	Nay	Regulate
2015-04-22	Bureau of Consumer Financial Protection Advisory Boards ActH.R. 1195 · 114th Congress · On Passage	Nay	Deregulate
2015-04-22	Bureau of Consumer Financial Protection Advisory Boards ActH.R. 1195 · 114th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2015-04-22	Bureau of Consumer Financial Protection Advisory Boards ActH.R. 1195 · 114th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2015-04-15	Providing for consideration of H.R. 622, State and Local Sales Tax Deduction Fairness Act of 2015; providing for consideration of H.R. 1105, Death Tax Repeal Act of 2015, and providing for consideration of H.R. 1195, Bureau of Consumer Financial Protection Advisory Boards Act of 2015H.Res. 200 · 114th Congress · On Agreeing to the Resolution	Nay	Direction not readable
2015-04-15	Providing for consideration of H.R. 622, State and Local Sales Tax Deduction Fairness Act of 2015; providing for consideration of H.R. 1105, Death Tax Repeal Act of 2015, and providing for consideration of H.R. 1195, Bureau of Consumer Financial Protection Advisory Boards Act of 2015H.Res. 200 · 114th Congress · On Ordering the Previous Question	Nay	Direction not readable
2015-04-13	SAFE Act Confidentiality and Privilege Enhancement ActH.R. 1480 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2015-04-13	Bureau Advisory Commission Transparancy ActH.R. 1265 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2015-04-13	Helping Expand Lending Practices in Rural Communities ActH.R. 1259 · 114th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2015-01-14	Promoting Job Creation and Reducing Small Business Burdens ActH.R. 37 · 114th Congress · On Passage	Nay	Regulate
2015-01-14	Promoting Job Creation and Reducing Small Business Burdens ActH.R. 37 · 114th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2014-12-10	To extend the termination date of the Terrorism Insurance Program established under the Terrorism Risk Insurance Act of 2002, and for other purposesS. 2244 · 113th Congress · On Passage	Yea	Regulate
2014-12-02	To require the Secretary of the Treasury to mint coins in commemoration of the centennial of World War IH.R. 2366 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Direction not readable
2014-12-02	To instruct the Comptroller General of the United States to study the impact of Regulation D, and for other purposesH.R. 3240 · 113th Congress · On Motion to Suspend the Rules and Pass	Yea	Direction not readable
2014-09-17	To require a full audit of the Board of Governors of the Federal Reserve System and the Federal reserve banks by the Comptroller General of the United States, and for other purposesH.R. 24 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Regulate
2014-09-16	To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposesH.R. 5461 · 113th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2014-09-16	To make technical corrections to the Dodd-Frank Wall Street Reform and Consumer Protection Act, to enhance the ability of small and emerging growth companies to access capital through public and private markets, to reduce regulatory burdens, and for other purposesH.R. 5405 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Passage	Yea	Deregulate
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the Amendment	Nay	Direction not readable
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2014-06-24	Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2014-05-06	Capital Access for Small Community Financial Institutions ActH.R. 3584 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2014-02-27	Consumer Financial Protection Safety and Soundness Improvement Act of 2013H.R. 3193 · 113th Congress · On Passage	Yea	Deregulate
2014-02-27	Consumer Financial Protection Safety and Soundness Improvement Act of 2013H.R. 3193 · 113th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2014-02-27	Consumer Financial Freedom and Washington Accountability ActH.R. 3193 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2014-02-27	Consumer Financial Freedom and Washington Accountability ActH.R. 3193 · 113th Congress · On Agreeing to the Amendment	Did not vote	Direction not readable
2014-02-27	Consumer Financial Freedom and Washington Accountability ActH.R. 3193 · 113th Congress · On Agreeing to the Amendment	Nay	Direction not readable
2014-02-11	To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to increase the tick sizes of their stocksH.R. 3448 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2014-02-11	Providing for consideration of the bill (H.R. 3193) to amend the Consumer Financial Protection Act of 2010 to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, providing for proceedings from Feb. 13, 2014 - Feb. 24, 2014.H.Res. 475 · 113th Congress · On Agreeing to the Resolution	Nay	Direction not readable
2014-02-11	Providing for consideration of the bill (H.R. 3193) to amend the Consumer Financial Protection Act of 2010 to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, providing for proceedings from Feb. 13, 2014 - Feb. 24, 2014.H.Res. 475 · 113th Congress · On Ordering the Previous Question	Nay	Direction not readable
2014-01-14	To amend the Securities Exchange Act of 1934 to make the shareholder threshold for registration of savings and loan holding companies the same as for bank holding companiesH.R. 801 · 113th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2014-01-14	To amend the Securities Exchange Act of 1934 to provide for a notice-filing registration procedure for brokers performing services in connection with the transfer of ownership of smaller privately held companies and to provide for regulation appropriate to the limited scope of the activities of such brokersH.R. 2274 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2013-12-04	To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposesH.R. 1105 · 113th Congress · On Passage	Nay	Regulate
2013-12-04	To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposesH.R. 1105 · 113th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2013-12-04	Small Business Capital Access and Job Preservation ActH.R. 1105 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2013-11-13	Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Passage	Nay	Direction not readable
2013-11-13	Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Motion to Recommit with Instructions	Yea	Regulate
2013-11-13	Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2013-11-13	Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2013-11-13	Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2013-10-30	To amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entitiesH.R. 992 · 113th Congress · On Passage	Nay	Regulate
2013-10-30	To amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entitiesH.R. 992 · 113th Congress · On Motion to Recommit with Instructions	Yea	Regulate
2013-10-29	Retail Investor Protection ActH.R. 2374 · 113th Congress · On Passage	Nay	Regulate
2013-10-29	Retail Investor Protection ActH.R. 2374 · 113th Congress · On Motion to Recommit with Instructions	Yea	Regulate
2013-10-29	Retail Investor Protection ActH.R. 2374 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2013-09-10	National Association of Registered Agents and Brokers Reform ActH.R. 1155 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2013-07-08	To amend the Sarbanes-Oxley Act of 2002 to prohibit the Public Company Accounting Oversight Board from requiring public companies to use specific auditors or require the use of different auditors on a rotating basisH.R. 1564 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
2013-07-08	To require the Financial Stability Oversight Council to conduct a study of the likely effects of the differences between the United States and other jurisdictions in implementing the derivatives credit valuation adjustment capital requirementH.R. 1341 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Nay	Direction not readable
2013-06-12	To provide equal treatment for utility special entities using utility operations-related swaps, and for other purposesH.R. 1038 · 113th Congress · On Motion to Suspend the Rules and Pass	Yea	Deregulate
2013-06-12	Swap Jurisdiction Certainty ActH.R. 1256 · 113th Congress · On Passage	Nay	Regulate
2013-06-12	Swap Jurisdiction Certainty ActH.R. 1256 · 113th Congress · On Motion to Recommit with Instructions	Yea	Direction not readable
2013-06-12	To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such ActsH.R. 742 · 113th Congress · On Motion to Suspend the Rules and Pass	Yea	Regulate
2013-06-12	To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposesH.R. 634 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Nay	Regulate
2013-05-17	To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and ordersH.R. 1062 · 113th Congress · On Passage	Nay	Regulate
2013-05-17	To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and ordersH.R. 1062 · 113th Congress · On Motion to Recommit with Instructions	Yea	Regulate
2013-05-17	SEC Regulatory Accountability ActH.R. 1062 · 113th Congress · On Agreeing to the Amendment	Yea	Direction not readable
2013-05-17	SEC Regulatory Accountability ActH.R. 1062 · 113th Congress · On Agreeing to the Amendment	Nay	Direction not readable
2013-05-15	To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such actionH.R. 701 · 113th Congress · On Motion to Suspend the Rules and Pass, as Amended	Yea	Deregulate
1980-09-23	TO SUSPEND THE RULES AND PASS H.R. 7939, AMENDING THE SECURITIES INVESTOR PROTECTION ACT TO INCREASE THE AMOUNT OF PROTECTION AVAILABLE UNDER SUCH ACT TO CUSTOMERS OF BROKERS AND DEALERS, AND TO PROVIDE FOR THE APPLICABILITY OF THE RIGHT TO FINANCIAL PRIVACY ACT OF 1978 TO THE SECURITIES AND EXCHANGE COMMISION. (MOTION PASSED; 2/3 REQUIRED)H.R. 7939 · 96th Congress	Yea	Regulate
1980-07-28	TO SUSPEND THE RULES AND PASS S. 658, CORRECTING TECHNICAL ERRORS AND MAKING MINOR SUBSTANTIVE CHANGES TO THE BANKRUPTCY ACT. (MOTION FAILED; 2/3 REQUIRED)S. 658 · 96th Congress	Yea	Direction not readable
1980-07-28	TO SUSPEND THE RULES AND PASS H.R. 5961, CURRENCY AND FOREIGN TRANSACTION REPORTING ACT AMENDMENTS. (MOTION FAILED; 2/3 REQUIRED)H.R. 5961 · 96th Congress	Nay	Deregulate
1980-06-12	TO PASS H.R. 2255, INSURANCE ACTIVITIES OF BANK HOLDING COMPANIES. (MOTION PASSED)H.R. 2255 · 96th Congress	Yea	Regulate
1980-06-12	TO AMEND H.R. 2255, INSURANCE ACTIVITIES OF BANK HOLDING COMPANIES, BY INCLUDING A STATE'S RIGHTS PROVISION IN REGULATING INSURANCE ACTIVITIES OF BANK HOLDING COMPANIES. (MOTION FAILED)H.R. 2255 · 96th Congress	Nay	Direction not readable
1980-06-12	TO RESOLVE INTO THE COMMITTEE OF THE WHOLE TO CONSIDER H.R. 2255, A BILL AMENDING THE BANK HOLDING COMPANY ACT OF 1956 TO LIMIT THE PROPERTY, CASUALTY AND LIFE INSURANCE ACTIVITIES OF BANK HOLDING COMPANIES AND THEIR SUBSIDIARIES. (MOTION PASSED)H.R. 2255 · 96th Congress	Yea	Direction not readable
1980-03-27	TO AGREE TO THE CONFERENCE REPORT ON H.R. 4986, AMENDING THE FEDERAL RESERVE ACT TO AUTHORIZE AUTOMATIC TRANSFER OF FUNDS, TO AUTHORIZE NEGOTIABLE ORDER OF WITHDRAWAL ACCOUNTS AT DEPOSITORY INSTITUTIONS, TO AUTHORIZE FEDERALLY CHARTERED SAVINGS AND LOAN ASSOCIATIONS TO ESTABLISH REMOTE SERVICE UNITS, AND TO AUTHORIZE FEDERALLY INSURED CREDIT UNIONS TO MAINTAIN SHARE DRAFT ACCOUNTS. (MOTION PASSED)H.R. 4986 · 96th Congress	Yea	Deregulate
1980-03-24	TO SUSPEND THE RULES AND PASS H.R. 5043, AMENDING THE INTERNAL REVENUE CODE FOR THE TAX TREATMENT OF BANKRUPTCY, INSOLVENCY, AND SIMILAR PROCEEDINGS. (MOTION PASSED; 2/3'S REQUIRED)H.R. 5043 · 96th Congress	Did not vote	Direction not readable
1979-09-11	TO SUSPEND THE RULES AND PASS H.R. 4986, A BILL FOR CONSUMER CHECKING ACCOUNT EQUITY. (MOTION PASSED:2/3 REQUIRED)H.R. 4986 · 96th Congress	Yea	Regulate

Sorted newest first. “Counted as” is which end of the Regulate / Deregulate axis the vote moved this member toward, using the direction recorded for this issue on that roll call. Open any row to see the full measure, the tally, and the reason that direction was assigned.