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Their Record
← Raul Ruiz

Raul Ruiz on Financial Regulation

DemocratCA

Financial Regulation176 votes · 71/100 consistent
RegulateDeregulate

331 roll calls on this member’s record are tagged Financial Regulation. 176 of them counted toward the score above: 107 toward “Regulate” and 69 toward “Deregulate”.

The other 155 did not count: 151 were roll calls whose direction on this issue could not be read confidently — mostly procedural motions — and 4 were ones they did not cast a yea or nay on. They are listed below anyway, marked as not scored, because a filtered list of votes is not a voting record.

DateWhat was voted onVotedCounted as
2014-02-11To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to increase the tick sizes of their stocksH.R. 3448 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2014-02-11Providing for consideration of the bill (H.R. 3193) to amend the Consumer Financial Protection Act of 2010 to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, providing for proceedings from Feb. 13, 2014 - Feb. 24, 2014.H.Res. 475 · 113th Congress · On Agreeing to the ResolutionNayDirection not readable
2014-02-11Providing for consideration of the bill (H.R. 3193) to amend the Consumer Financial Protection Act of 2010 to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, providing for proceedings from Feb. 13, 2014 - Feb. 24, 2014.H.Res. 475 · 113th Congress · On Ordering the Previous QuestionNayDirection not readable
2014-01-14To amend the Securities Exchange Act of 1934 to make the shareholder threshold for registration of savings and loan holding companies the same as for bank holding companiesH.R. 801 · 113th Congress · On Motion to Suspend the Rules and PassYeaDeregulate
2014-01-14To amend the Securities Exchange Act of 1934 to provide for a notice-filing registration procedure for brokers performing services in connection with the transfer of ownership of smaller privately held companies and to provide for regulation appropriate to the limited scope of the activities of such brokersH.R. 2274 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2013-12-04To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposesH.R. 1105 · 113th Congress · On PassageYeaDeregulate
2013-12-04To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposesH.R. 1105 · 113th Congress · On Motion to Recommit with InstructionsYeaDirection not readable
2013-12-04Small Business Capital Access and Job Preservation ActH.R. 1105 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On PassageNayDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Motion to Recommit with InstructionsYeaRegulate
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-10-30To amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entitiesH.R. 992 · 113th Congress · On PassageNayRegulate
2013-10-30To amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entitiesH.R. 992 · 113th Congress · On Motion to Recommit with InstructionsYeaRegulate
2013-10-29Retail Investor Protection ActH.R. 2374 · 113th Congress · On PassageNayRegulate
2013-10-29Retail Investor Protection ActH.R. 2374 · 113th Congress · On Motion to Recommit with InstructionsYeaRegulate
2013-10-29Retail Investor Protection ActH.R. 2374 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-09-10National Association of Registered Agents and Brokers Reform ActH.R. 1155 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedDid not voteNot a yea/nay
2013-07-08To amend the Sarbanes-Oxley Act of 2002 to prohibit the Public Company Accounting Oversight Board from requiring public companies to use specific auditors or require the use of different auditors on a rotating basisH.R. 1564 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2013-07-08To require the Financial Stability Oversight Council to conduct a study of the likely effects of the differences between the United States and other jurisdictions in implementing the derivatives credit valuation adjustment capital requirementH.R. 1341 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDirection not readable
2013-06-12To provide equal treatment for utility special entities using utility operations-related swaps, and for other purposesH.R. 1038 · 113th Congress · On Motion to Suspend the Rules and PassYeaDeregulate
2013-06-12Swap Jurisdiction Certainty ActH.R. 1256 · 113th Congress · On PassageYeaDeregulate
2013-06-12Swap Jurisdiction Certainty ActH.R. 1256 · 113th Congress · On Motion to Recommit with InstructionsYeaDirection not readable
2013-06-12To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such ActsH.R. 742 · 113th Congress · On Motion to Suspend the Rules and PassYeaRegulate
2013-06-12To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposesH.R. 634 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2013-05-17To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and ordersH.R. 1062 · 113th Congress · On PassageYeaDeregulate
2013-05-17To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and ordersH.R. 1062 · 113th Congress · On Motion to Recommit with InstructionsYeaRegulate
2013-05-17SEC Regulatory Accountability ActH.R. 1062 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-05-17SEC Regulatory Accountability ActH.R. 1062 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2013-05-15To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such actionH.R. 701 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate

Sorted newest first. “Counted as” is which end of the Regulate / Deregulate axis the vote moved this member toward, using the direction recorded for this issue on that roll call. Open any row to see the full measure, the tally, and the reason that direction was assigned.