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Their Record
Steve Stockman

Steve Stockman on Financial Regulation

RepublicanTX

Financial Regulation32 votes · 90/100 consistent
RegulateDeregulate

63 roll calls on this member’s record are tagged Financial Regulation. 32 of them counted toward the score above: 2 toward “Regulate” and 30 toward “Deregulate”.

The other 31 did not count: 26 were roll calls whose direction on this issue could not be read confidently — mostly procedural motions — and 5 were ones they did not cast a yea or nay on. They are listed below anyway, marked as not scored, because a filtered list of votes is not a voting record.

DateWhat was voted onVotedCounted as
2014-12-10To extend the termination date of the Terrorism Insurance Program established under the Terrorism Risk Insurance Act of 2002, and for other purposesS. 2244 · 113th Congress · On PassageNayDeregulate
2014-12-02To require the Secretary of the Treasury to mint coins in commemoration of the centennial of World War IH.R. 2366 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDirection not readable
2014-12-02To instruct the Comptroller General of the United States to study the impact of Regulation D, and for other purposesH.R. 3240 · 113th Congress · On Motion to Suspend the Rules and PassYeaDirection not readable
2014-09-17To require a full audit of the Board of Governors of the Federal Reserve System and the Federal reserve banks by the Comptroller General of the United States, and for other purposesH.R. 24 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaRegulate
2014-09-16To clarify the application of certain leverage and risk-based requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act, to improve upon the definitions provided for points and fees in connection with a mortgage transaction, and for other purposesH.R. 5461 · 113th Congress · On Motion to Suspend the Rules and PassYeaDeregulate
2014-09-16To make technical corrections to the Dodd-Frank Wall Street Reform and Consumer Protection Act, to enhance the ability of small and emerging growth companies to access capital through public and private markets, to reduce regulatory burdens, and for other purposesH.R. 5405 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On PassageYeaDeregulate
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Motion to Recommit with InstructionsNayDirection not readable
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2014-06-24Customer Protection and End User Relief ActH.R. 4413 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2014-05-06Capital Access for Small Community Financial Institutions ActH.R. 3584 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedDid not voteNot a yea/nay
2014-02-27Consumer Financial Protection Safety and Soundness Improvement Act of 2013H.R. 3193 · 113th Congress · On PassageYeaDeregulate
2014-02-27Consumer Financial Protection Safety and Soundness Improvement Act of 2013H.R. 3193 · 113th Congress · On Motion to Recommit with InstructionsNayDirection not readable
2014-02-27Consumer Financial Freedom and Washington Accountability ActH.R. 3193 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2014-02-27Consumer Financial Freedom and Washington Accountability ActH.R. 3193 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2014-02-27Consumer Financial Freedom and Washington Accountability ActH.R. 3193 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2014-02-11To amend the Securities Exchange Act of 1934 to provide for an optional pilot program allowing certain emerging growth companies to increase the tick sizes of their stocksH.R. 3448 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedNayRegulate
2014-02-11Providing for consideration of the bill (H.R. 3193) to amend the Consumer Financial Protection Act of 2010 to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, providing for proceedings from Feb. 13, 2014 - Feb. 24, 2014.H.Res. 475 · 113th Congress · On Agreeing to the ResolutionYeaDirection not readable
2014-02-11Providing for consideration of the bill (H.R. 3193) to amend the Consumer Financial Protection Act of 2010 to strengthen the review authority of the Financial Stability Oversight Council of regulations issued by the Bureau of Consumer Financial Protection, providing for proceedings from Feb. 13, 2014 - Feb. 24, 2014.H.Res. 475 · 113th Congress · On Ordering the Previous QuestionYeaDirection not readable
2014-01-14To amend the Securities Exchange Act of 1934 to make the shareholder threshold for registration of savings and loan holding companies the same as for bank holding companiesH.R. 801 · 113th Congress · On Motion to Suspend the Rules and PassDid not voteNot a yea/nay
2014-01-14To amend the Securities Exchange Act of 1934 to provide for a notice-filing registration procedure for brokers performing services in connection with the transfer of ownership of smaller privately held companies and to provide for regulation appropriate to the limited scope of the activities of such brokersH.R. 2274 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedDid not voteNot a yea/nay
2013-12-04To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposesH.R. 1105 · 113th Congress · On PassageDid not voteNot a yea/nay
2013-12-04To amend the Investment Advisers Act of 1940 to provide a registration exemption for private equity fund advisers, and for other purposesH.R. 1105 · 113th Congress · On Motion to Recommit with InstructionsDid not voteDirection not readable
2013-12-04Small Business Capital Access and Job Preservation ActH.R. 1105 · 113th Congress · On Agreeing to the AmendmentDid not voteDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On PassageYeaDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Motion to Recommit with InstructionsNayDeregulate
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2013-11-13Furthering Asbestos Claim Transparency (FACT) Act of 2013H.R. 982 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2013-10-30To amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entitiesH.R. 992 · 113th Congress · On PassageYeaDeregulate
2013-10-30To amend provisions in section 716 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to Federal assistance for swaps entitiesH.R. 992 · 113th Congress · On Motion to Recommit with InstructionsNayDeregulate
2013-10-29Retail Investor Protection ActH.R. 2374 · 113th Congress · On PassageYeaDeregulate
2013-10-29Retail Investor Protection ActH.R. 2374 · 113th Congress · On Motion to Recommit with InstructionsNayDeregulate
2013-10-29Retail Investor Protection ActH.R. 2374 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2013-09-10National Association of Registered Agents and Brokers Reform ActH.R. 1155 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2013-07-08To amend the Sarbanes-Oxley Act of 2002 to prohibit the Public Company Accounting Oversight Board from requiring public companies to use specific auditors or require the use of different auditors on a rotating basisH.R. 1564 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2013-07-08To require the Financial Stability Oversight Council to conduct a study of the likely effects of the differences between the United States and other jurisdictions in implementing the derivatives credit valuation adjustment capital requirementH.R. 1341 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDirection not readable
2013-06-12To provide equal treatment for utility special entities using utility operations-related swaps, and for other purposesH.R. 1038 · 113th Congress · On Motion to Suspend the Rules and PassYeaDeregulate
2013-06-12Swap Jurisdiction Certainty ActH.R. 1256 · 113th Congress · On PassageYeaDeregulate
2013-06-12Swap Jurisdiction Certainty ActH.R. 1256 · 113th Congress · On Motion to Recommit with InstructionsNayDirection not readable
2013-06-12To amend the Securities Exchange Act of 1934 and the Commodity Exchange Act to repeal the indemnification requirements for regulatory authorities to obtain access to swap data required to be provided by swaps entities under such ActsH.R. 742 · 113th Congress · On Motion to Suspend the Rules and PassDid not voteNot a yea/nay
2013-06-12To provide end user exemptions from certain provisions of the Commodity Exchange Act and the Securities Exchange Act of 1934, and for other purposesH.R. 634 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
2013-05-17To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and ordersH.R. 1062 · 113th Congress · On PassageYeaDeregulate
2013-05-17To improve the consideration by the Securities and Exchange Commission of the costs and benefits of its regulations and ordersH.R. 1062 · 113th Congress · On Motion to Recommit with InstructionsNayDeregulate
2013-05-17SEC Regulatory Accountability ActH.R. 1062 · 113th Congress · On Agreeing to the AmendmentNayDirection not readable
2013-05-17SEC Regulatory Accountability ActH.R. 1062 · 113th Congress · On Agreeing to the AmendmentYeaDirection not readable
2013-05-15To amend a provision of the Securities Act of 1933 directing the Securities and Exchange Commission to add a particular class of securities to those exempted under such Act to provide a deadline for such actionH.R. 701 · 113th Congress · On Motion to Suspend the Rules and Pass, as AmendedYeaDeregulate
1996-07-23(HOUSE AGREED TO THE MOLLOHAN AMENDMENT THAT INCREASES FUNDING FOR THE LEGAL SERVICES CORPORATION BY $109 MILLION WITH OFFSETTING REDUCTIONS FROM THE JUSTICE DEPARTMENT ASSETS FORFEITURE FUND, FEDERAL PRISON SYSTEM, PATENT AND TRADEMARK OFFICE, COURTS OF APPEALS AND DISTRICT COURTS, STATE DEPARTMENT DIPLOMATIC AND CONSULAR PROGRAMS, BANKRUPTCY REVIEW COMMISSION, AND THE SECURITIES AND EXCHANGE COMMISSION.)H.R. 3814 · 104th Congress · On Agreeing to the AmendmentNayDirection not readable
1996-06-19Securities Amendments of 1996 — H.R.3005 BY FIELDS, JACK (R-TX) -- NATIONAL SECURITIES MARKETS IMPROVEMENT ACT OF 1996 CAPITAL MARKETS EFFICIENCY ACT OF 1996 INVESTMENT COMPANY ACT AMENDMENTS OF 1996 INVESTMENT ADVISERS SUPERVISION COORDINATION ACT SECURITIES AND EXCHANGE COMMISSION AUTHORIZATION ACT OF 1996 (HOUSE VOTED TO SUSPEND THE RULES AND PASS H.R. 3005, TO AMEND THE FEDERAL SECURITIES LAWS IN ORDER TO PROMOTE EFFICIENCY AND CAPITAL FORMATION IN THE FINANCIAL MARKETS, AND TO AMEND THE INVESTMENT COMPANY ACT OF 1940 TO PROMOTE MORE EFFICIENT MANAGEMENT OF MUTUAL FUNDS, PROTECT INVESTORS, AND PROVIDE MORE EFFECTIVE AND LESS BURDENSOME REGULATION.)H.R. 3005 · 104th Congress · Suspend the rules and pass, as amendedYeaDeregulate
1995-12-20Securities Litigation Reform Act — H.R.1058 BY BLILEY (R-VA) -- PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 (PUB. L. 104-67, APPROVED BY OVERRIDE OF VETO 12/22/95) (TWO-THIRDS OF THOSE PRESENT VOTING IN FAVOR, THE HOUSE VOTED TO OVERRIDE THE PRESIDENT'S VETO OF H.R. 1058, TO REFORM FEDERAL SECURITIES LITIGATION.)H.R. 1058 · 104th Congress · Passage, objections of the President NotwithstandingYeaDeregulate
1995-12-06Securities Litigation Reform Act — H.R.1058 BY BLILEY (R-VA) -- PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 (PUB. L. 104-67, APPROVED BY OVERRIDE OF VETO 12/22/95) (HOUSE AGREED TO THE CONFERENCE REPORT ON H.R. 1058, TO REFORM FEDERAL SECURITIES LITIGATION.)H.R. 1058 · 104th Congress · On Agreeing to the Conference ReportYeaDeregulate
1995-11-28Philanthropy Protection Act — H.R.2519 BY FIELDS, JACK (R-TX) -- PHILANTHROPY PROTECTION ACT OF 1995 (PUB. L. 104-62, APPROVED 12/8/95) (HOUSE PASSED H.R. 2519, TO FACILITATE CONTRIBUTIONS TO CHARITABLE ORGANIZATIONS BY CODIFYING CERTAIN EXEMPTIONS FROM THE FEDERAL SECURITIES LAWS.)H.R. 2519 · 104th Congress · On PassageYeaDeregulate
1995-03-08Securities Litigation Reform Act — (HOUSE PASSED H.R. 1058, TO REFORM FEDERAL SECURITIES LITIGATION.)H.R. 1058 · 104th Congress · On PassageYeaDeregulate
1995-03-08Securities Litigation Reform Act — (HOUSE REJECTED THE MARKEY MOTION TO RECOMMIT THE BILL TO THE COMMITTEE ON COMMERCE WITH INSTRUCTIONS TO REPORT IT BACK FORTHWITH CONTAINING AMENDMENTS TO REPLACE THE LOSER PAYS PROVISIONS AND TO PERMIT STATES AND LOCALITIES TO CONTINUE TO SUE UNDER EXISTING LAW FOR THREE YEARS.)H.R. 1058 · 104th Congress · On Motion to Recommit with InstructionsNayDeregulate
1995-03-08(HOUSE REJECTED THE MANTON AMENDMENT THAT SOUGHT TO REPLACE THE "LOSER PAYS" REQUIREMENTS WITH PROVISIONS THAT WOULD REQUIRE THE ATTORNEY FOR THE LOSING PARTY TO PAY THE LEGAL COSTS AND OTHER EXPENSES OF THE PREVAILING PARTY IF THE COURT DETERMINES THAT THE LOSING PARTY'S CASE WAS BROUGHT FOR AN IMPROPER PURPOSE, IS UNWARRANTED, OR LACKS EVIDENTIARY SUPPORT, UNLESS THE COURT DETERMINES THE LOSING PARTY WAS PRINCIPALLY RESPONSIBLE.)H.R. 1058 · 104th Congress · On Agreeing to the AmendmentNayDeregulate
1995-03-08(HOUSE REJECTED THE BRYANT OF TEXAS AMENDMENT THAT SOUGHT TO STRIKE LANGUAGE IN THE PROVISIONS FOR PREVENTION OF "FISHING EXPEDITION" LAWSUITS THAT REQUIRE THE CLAIMANT TO SPECIFY IN HIS INITIAL COMPLAINT EACH STATEMENT OR OMISSION ALLEGED TO BE MISLEADING AND ESTABLISH A SUMMARY PROCEDURE FOR DISMISSING FLAWED PLEADINGS AND GRANTING STAYS OF DISCOVERY IN THE INTERIM.)H.R. 1058 · 104th Congress · On Agreeing to the AmendmentNayDeregulate
1995-03-08(HOUSE REJECTED THE DINGELL AMENDMENT THAT SOUGHT TO PERMIT STATE AND LOCAL GOVERNMENTS TO CONTINUE FILING SECURITIES FRAUD LAWSUITS UNDER EXISTING LAWS FOR THREE YEARS AFTER ENACTMENT.)H.R. 1058 · 104th Congress · On Agreeing to the AmendmentNayDeregulate
1995-03-08(HOUSE REJECTED THE MARKEY AMENDMENT THAT SOUGHT TO EXEMPT SECURITIES FRAUD CASES INVOLVING THE PURCHASE OR SALE OF DERIVATIVE INSTRUMENTS.)H.R. 1058 · 104th Congress · On Agreeing to the AmendmentNayDeregulate
1995-03-08(HOUSE AGREED TO THE COX OF CALIFORNIA SUBSTITUTE TO THE ESHOO AMENDMENT THAT MODIFIES THE DEFINITION OF "RECKLESSNESS" BY STRIKING THE EXCLUSION OF GENUINE FORGETFULNESS AND INSERTING LANGUAGE THAT PROVIDES INSTEAD THAT A SITUATION IN WHICH AN INDIVIDUAL DELIBERATELY REFRAINS FROM TAKING STEPS TO DISCOVER WHETHER ONE'S STATEMENTS ARE FALSE OR MISLEADING CONSTITUTES RECKLESSNESS, BUT IF THE FAILURE TO INVESTIGATE WAS NOT DELIBERATE, SUCH CONDUCT SHALL NOT BE CONSIDERED TO BE RECKLESS.)H.R. 1058 · 104th Congress · On Agreeing to the AmendmentYeaDeregulate
1995-03-07H.R.1058 BY BLILEY (R-VA) -- SECURITIES LITIGATION REFORM ACT (HOUSE AGREED TO THE COX OF CALIFORNIA AMENDMENT THAT PROHIBITS THE USE OF THE RICO STATUTE, WHICH PROVIDES FOR TREBLE DAMAGES IN CASES WHERE PATTERNS OF VIOLATIONS EXIST IN ANY CIVIL CASE INVOLVING SECURITIES FRAUD.)H.R. 1058 · 104th Congress · On Agreeing to the AmendmentYeaDeregulate

Sorted newest first. “Counted as” is which end of the Regulate / Deregulate axis the vote moved this member toward, using the direction recorded for this issue on that roll call. Open any row to see the full measure, the tally, and the reason that direction was assigned.