Senate Roll Call 192, 93rd Congress · June 18, 1973
TO AMEND S. 470, A BILL TO REGULATE SECURITIES TRADING BY MEMBERS OF NATIONAL SECURITIES EXCHANGES SO AS TO VEST IN THE S E C DISCRETIONARY POWER TO PERMIT RETENTION OF FIXED MINIMUM COMMISSION RATES FOR TRANSACTIONS INVOLVING LESS THAN $100,000.
Solid = yea, faded = nay.
The measure
A bill to amend the Securities Exchange Act of 1934 to regulate the transactions of members of national securities exchanges, to amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define certain duties of persons subject to such acts.
Policy area: Finance and Financial Sector — assigned by Library of Congress subject specialists, not by this site.
How this vote is scored
Which tracked issues this roll call counts toward, and which way a yea vote moves a member on each. Direction is decided per issue, because one bill can push two issues opposite ways.
- Financial RegulationA yea counts toward “Regulate”
model(0.85): Retaining fixed minimum commission rates preserves financial regulation.
Tagged by: policy-area:Finance and Financial Sector
Axis: Regulate ← → Deregulate
Who voted which way
Every member recorded on this roll call, with the party they sat with at the time.
Nay (84)
- James George Abourezk
- George David Aiken
- James Browning Allen
- Howard Henry Baker Jr.
- Dewey Follett Bartlett
- Birch Evans Bayh
- John Glenn Beall Jr.
- Wallace Foster Bennett
- Lloyd Millard Bentsen Jr.
- Alan Harvey Bible
- Joseph R. Biden Jr.
- William Emerson Brock III
- Edward William Brooke III
- James Lane Buckley
- Harry Flood Byrd Jr.
- Robert C. Byrd
- Clifford Philip Case
- Lawton Mainor Chiles Jr.
- Frank Forrester Church
- Richard Clarence Clark
- Norris H. Cotton
- Alan Cranston
- Carl Thomas Curtis
- Robert Joseph Dole
- Pete V. Domenici
- Peter Hoyt Dominick
- Thomas Francis Eagleton
- James Oliver Eastland
- Samuel James Ervin Jr.
- Paul Jones Fannin
- Hiram Leong Fong
- James William Fulbright
- Edward John Gurney
- Clifford Peter Hansen
- Rupert Vance Hartke
- Floyd Kirk Haskell
- Mark Odom Hatfield
- William Dodd Hathaway
- Jesse Helms
- Ernest F. Hollings
- Roman Lee Hruska
- Harold Everett Hughes
- Hubert Horatio Humphrey Jr.
- Daniel K. Inouye
- Henry Martin Jackson
- Jacob Koppel Javits
- John Bennett Johnston Jr.
- Edward M. Kennedy
- Russell Billiu Long
- Warren Grant Magnuson
- Michael Joseph Mansfield
- Charles McCurdy Mathias Jr.
- John Little McClellan
- James Albertus McClure
- Gale William McGee
- Thomas James McIntyre
- Lee Warren Metcalf
- Walter Frederick Mondale
- Joseph Manuel Montoya
- Frank Edward Moss
- Edmund Sixtus Muskie
- Gaylord Anton Nelson
- Samuel Augustus Nunn
- Robert William Packwood
- John Orlando Pastore
- James Blackwood Pearson
- Claiborne de Borda Pell
- Charles Harting Percy
- William Proxmire
- Jennings Randolph
- Abraham Alexander Ribicoff
- Richard Schultz Schweiker
- Hugh Doggett Scott Jr.
- William Lloyd Scott
- John Jackson Sparkman
- Robert Theodore Stafford
- Ted F. Stevens
- Adlai Ewing Stevenson III
- William Stuart Symington
- Herman Eugene Talmadge
- J. Strom Thurmond
- John Goodwin Tower
- Lowell Palmer Weicker Jr.
- Harrison Arlington Williams Jr.
Not voting or present (12)
- Henry Louis BellmonDid not vote
- Quentin Northrup BurdickDid not vote
- Howard Walter CannonDid not vote
- Barry Morris GoldwaterDid not vote
- Maurice Robert GravelDid not vote
- Robert Paul GriffinDid not vote
- Philip Aloysius HartDid not vote
- Walter Darlington HuddlestonDid not vote
- George Stanley McGovernDid not vote
- John Cornelius StennisDid not vote
- John Varick TunneyDid not vote
- Milton Ruben YoungDid not vote
Vote records come from Voteview (voteview.com); bill titles and policy areas from the congress.gov API. See methodology for how the record was built.